国内外学术场景下个性化文本检索研究述评

doi:10.19788/j.issn.2096-6369.230403

摘要/Abstract

摘要：

总结国内外个性化学术文本检索的研究现状，为后续个性化学术检索的研究提供思路借鉴和前景展望。搜集国内外相关文献共计154篇，采用文献分析法归纳出个性化学术文本检索研究框架，并对核心研究与辅助研究点进行详细论述。国内外个性化学术文本检索相关研究已逐渐系统化，从理论研究走向理论与实践研究并举，目前存在低负担高隐私的交互方式尚未实现，面向认知要素的深层次个性化检索尚未实现及适用情境识别的前置研究缺失等研究问题。积极拥抱大模型等新技术赋予的能力，走向认知化、嵌入情境式及实时交互式是个性化学术文本检索的未来发展方向。

关键词: 个性化检索, 学术检索, 文本检索, 个性化文本检索

Abstract:

This paper summarizes the research status of personalized academic text retrieval and provides reference and prospect for the follow-up research. We retrieved a total of 154 literature after screening and adding, used literature analysis method to summarize the research framework of personalized academic text retrieval, and discussed the core research and auxiliary research points in detail. Research on personalized academic text retrieval has been gradually systematic, moving from theoretical research to both theoretical and practical research. At present, there are some research problems, such as the low burden and high privacy interaction mode has not been realized, the deep personalized retrieval oriented to cognitive elements has not been realized, and the pre-research on appropriate context recognition is missing. The future development direction of personalized academic text retrieval is to actively embrace the ability endowed by new technologies such as large language model, and move towards cognitive-oriented, context-embedded and supporting real-time interaction.

Key words: personalized search, academic search, text search, personalized text retrieval

张洁, 朱亮, 寇远涛. 国内外学术场景下个性化文本检索研究述评[J]. 农业大数据学报, 2023, 5(4): 24-36.

ZHANG Jie, ZHU Liang, KOU YuanTao. Research Review on Personalized Text Retrieval in the Academic Scene[J]. Journal of Agricultural Big Data, 2023, 5(4): 24-36.

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序号	采集渠道	类别	可采集内容	使用限制	适用优势
1	网站订阅	显式	个人信息、研究方向、兴趣主体等	需要用户自愿填写，数据存在时效性	不需要额外的用户建模工作
2	调查问卷	显式	个人信息、研究方向、兴趣主体、使用建议等	需要用户自愿填写及额外的数据整理，数据存在时效性	适用于特定实验情境下搜集用户信息
3	浏览器缓存	隐式	网址访问记录等	访问数据局限在当前浏览器内，需要定期上传缓存数据	用户设备不需要额外安装任何工具
4	代理服务器		网址访问记录等	需要使用代理服务器访问信息系统	用户可使用任意浏览器访问信息系统
5	桌面代理		所有操作记录	需要额外安装桌面代理工具	可记录用户在当前设备上的所有操作
6	网站日志		所有操作及访问记录等	需要预先完成网站埋点和记录事件配置	不受访问设备及浏览器限制，记录所有行为数据
7	鼠标轨迹记录		鼠标移动轨迹与点击行为	需要安装鼠标移动监控工具	实时记录鼠标移动轨迹
8	眼动监测		眼球移动及关注焦点	需要佩戴或安装眼动监测工具	受限环境下以眼动实时记录访问关注焦点

建模方式	示例	优势	劣势
关键词集	^[40]	最简单直接表示兴趣模型的方式	欠缺语义性，无法解决一词多义和多词同义的问题，准确性有限
语义网络	^[41]	可语义化表示用户兴趣，支持推理	需预先构建领域本体或领域知识图谱
层次主题	^[42]	具有一定的语义性，可无歧义描述用户兴趣主题	建模具有片面性，无法全面描述用户兴趣

类型要素	直接验证	间接验证
类型要素	直接验证	基于点击	基于引用
基本流程	招募真实用户，采集其建模数据及反馈数据，直接对个性化检索模型进行测评	采集真实用户的检索历史，将用户是否点击作为结果相关性判断标准展开测评	采集文献及引用文献数据集，基于参考文献为学者认为与当前文献相关的文献集的假设开展测评
测试文本集	根据招募用户所属领域及检索任务需要构建待测试文献集合	获取检索历史的平台索引文献集或其子集	领域文献集及其引用文献集合
备选检索	由用户自定义或预先设定探索型检索任务	检索历史中保存的曾用检索	可从文献的标题、关键词等关键字段中抽取形成备选检索
用户反馈	由招募用户通过打分或定性评价获取	用户点击即表示该文献与检索相关	学者引用即表示参考文献与检索相关
用户模型	采用口头访谈或书面形式获取用户个人信息及偏好数据	对用户的检索历史进行挖掘获取其兴趣和偏好	对学者学术成果进行挖掘获取其学术兴趣及偏好
代表数据集	由于隐私及构建成本问题，目前暂无公开数据集可用	CiteData^[78]	PERSON^[75]及改良版PERSON^[76]